In this on-demand webinar, we explore results from a 10b5-1 survey conducted by Morgan Stanley and the NASPP.
Christine Cognetti McCasland, Executive Director within Morgan Stanley's Corporate Equity Solutions unit, and Mike Andresino, Partner at Posternak Blankstein & Lund LLP, review the survey results and discuss 10b5-1 trading plan parameters, cooling-off periods, modifications and amendments, terminations, and minimum and maximum lengths.
Our speakers also discuss survey findings showing that as the usage of 10b5-1 plans increases, firms are providing more guidance, and a consensus on best practices is emerging
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Certent, Inc. is a leading provider of software and services for equity compensation and financial disclosure management and reporting. Founded in 2002, Certent serves more than 2,400 public, private, and pre-IPO companies with innovative stock plan management, regulatory compliance and reporting technology. With five global offices, Certent delivers confidence across mission-critical finance and HR processes.