10b5-1 SURVEY 

RESULTS: WHAT DO THEY TELL US?

RECORDED WEBINAR

In this on-demand webinar, we explore results from a 10b5-1 survey conducted by Morgan Stanley and the NASPP.

RECORDED WEBINAR

Christine Cognetti McCasland, Executive Director within Morgan Stanley's Corporate Equity Solutions unit, and Mike Andresino, Partner at Posternak Blankstein & Lund LLP, review the survey results and discuss 10b5-1 trading plan parameters, cooling-off periods, modifications and amendments, terminations, and minimum and maximum lengths.


Our speakers also discuss survey findings showing that as the usage of 10b5-1 plans increases, firms are providing more guidance, and a consensus on best practices is emerging

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"My favorite feature of the platform is the reports. Being able to pull up a report when requested by HR or finance and handing it off and knowing it's accurate. The biggest benefit with the platform is accuracy, time management and the support."


- Lorna G.

Black Hills Corporation

"We cannot live without Participant Portal. The Participant Portal has helped our employees so much, they can run the reports that they need. It's so user friendly, we can't go back. We have seen a huge reduction in time using Certent, it has helped us be more effective and efficient with our time."


- Jamie H.
Valmont Industries

"The accuracy of the Grant Administration and the financial reporting aspect gives us access to information we didnt have with other solutions. The system has freed me up to be more strategic."


- Terry T.

Rent-A-Center

About Certent

Certent, Inc. is a leading provider of software and services for equity compensation and financial disclosure management and reporting. Founded in 2002, Certent serves more than 2,400 public, private, and pre-IPO companies with innovative stock plan management, regulatory compliance and reporting technology. With five global offices, Certent delivers confidence across mission-critical finance and HR processes.

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